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Ernest Partridge
Chapter Six
The Moral Point of View
In the previous chapter we demonstrated that in many readily
identifiable circumstances, individuals acting selfishly can lower the
prospects for all others in society, and eventually themselves as well.
(“Good for each, bad for all”). Conversely, individual restraint and
sacrifice on the part of each and every individual will improve the
life quality and prospects of all. (“Bad for each, good for all”).
For example, we are all better off if we all use antibiotics
sparingly, and if we all install catalytic converters. The requisite
“bads” – for example, observance of traffic laws and payment of fair taxes –
can be quite tolerable in proportion to the social “goods” obtained thereby.
We have thus proven that there is such a thing as “public goods” and a
“public interest” apart from summation of private interests. By implication,
privatization and “the wisdom of the free market” are insufficient to deal
with all public issues.
These general principles – “good for each, bad for all” and “bad for each,
good for all” and the implied concept of “the public interest” – lead us to
the threshold of a fundamental precept of both morality and progressivism:
There are reasons, both rational and selfish, for being unselfish. The
contradiction is only apparent and leads to fundamental moral truths.
Example: Military Discipline.
Imagine that in 1965, during the Viet Nam
War, you receive a draft notice and are
about to be inducted into the infantry. Your overwhelming desire, both
selfish and rational, is to survive your two year tour of duty in “Nam,” and
to return home sound of mind and body.
You are given a choice: you can serve as an egoist in a squad of egoists, or
as an altruist in a squad of altruists. (We assume that a squad usually
consists of twelve soldiers). In which squad will your egoist
survival-obsession most likely be realized? History testifies that your best
chances of survival will be as an altruist among altruists. Military
training and indoctrination is based upon this assumption.
In other words, and to repeat: “there are reasons, both selfish and
rational, for being unselfish.”
Let’s see how this works out.
The squad of egoists. If this is your squad, you are on your own:
“When the going gets tough, the tough bug-out.” If one of the soldiers is
wounded out in the open, well, better him than you. “Lots of luck, fella,
but I’ve got my own skin to save.” And if you are the unlucky one, expect as
much aid as you would be willing to give: i.e., none. Retreat under fire is
especially dicey. Stay put, and you’ve had it. “High-tail it,” and you have
a chance. But no one will cover retreat or draw fire while you skedaddle.
Consequently, each soldier is picked off, one by one. Prospects for
survival: very poor at best.
The Squad of Altruists: The Three Musketeers rule applies: “All for
one and one for all!” The good of each is the good of all. Your buddy’s
welfare is your responsibility and vice versa. As you will sacrifice for the
good of the squad, you are confident that each soldier will do likewise.
That’s the “social contract” that binds these soldiers into a single unit.
If your buddy is hit in the field of fire, you will go out and attempt to
bring him back, knowing that he would do the same for you. If the best
prospects for retreat require that someone stay behind to cover the retreat,
almost certainly sacrificing his life for the others, then the fairest
choice might be by lottery. If you draw the short straw, then you will do
your duty for the sake of the others, knowing that each of your buddies
would do the same for you, had they been the unfortunate ones. Prospects for
survival of any particular member of the squad: much improved. For the
designated “hero” covering the retreat, almost zero.
Two remaining possibilities are of less interest to us, since they do not
describe a generalized condition – the same for each affected individual.
And generalization is a presupposition of a moral rule. “OK for me, but not
for the rest of you” does not cut it as a moral principle. Even so, our
account is not complete unless we deal with all possible combinations. And
so:
An Egoist in a Squad of Altruists. This might seem the best
arrangement for the egoist, since he benefits from the protection of the
others without putting his own life on the line. In fact, the egoist would
soon find himself in great peril, as the others correctly recognize him as a
danger to the squad as a unit. Having refused to sign on to the pact of
mutual protection, he would be justly denied that protection and would thus
be exposed to greater danger. A more benign and likely outcome would be
that, in accordance with fundamental human nature, he would absorb and adopt
the ethos of the group and become an altruist.
An Altruist in a Squad of Egoists, is simply the victim of bad luck.
He is willing to put his life at risk for the sake of the others. However,
with no reciprocal motivation in his behalf from the others there is no
“social contract,” thus he is entitled, however regretfully, to behave like
another egoist. If he persists in his altruism he is either a saint or a
chump – but in either case, he is in grave danger. His only other recourse
is to attempt to “convert” the others to altruism, perhaps by explaining to
them the self-interest advantage of mutual protection (altruism).
Returning to the opening hypothesis: If your overwhelming desire is the
selfish and rational determination to survive your two-year tour of duty,
that desire will most likely be realized if you do not act on that
determination and instead treat the value of your fellow squad members’
lives as equal to your own and are thus willing to sacrifice your life for
theirs. Assuming further, of course, that you are in the company of others
similarly disposed. Put simply, there are selfish reasons for not being
selfish.1
The Prisoners’ Dilemma.
Two political prisoners are brought before a magistrate, who
presents them with this “offer.” If one will testify to the guilt of the
other, then he will go free while the other will receive a ten year prison
term. If each betrays the other, each will be sentenced to five years. And
if both remain silent, each will receive a one-year sentence.
The prisoners are then led into an empty room to deliberate their decisions.
They are assured that whatever their decision, will never meet again and
will in no way affect each other’s lives.
This is the so-called “prisoners dilemma,” much discussed and much debated
by economists, political scientists, and moral philosophers. Scholarly
treatises on the dilemma can be very esoteric, utilizing advanced
mathematics quite beyond my comprehension.2
However, our purposes can be served quite well if we keep it simple.
Here is the dilemma in tabular form:
B Informs
B is Silent
A Informs |
5 Years Each
|
A is
Released B gets 10 Years
|
|
A is Silent |
A gets 10 Years B is Released
|
One Year Each
|
|
Several important insights arise from this thought-experiment (cells
identified like directions on a map):
1. The fate of each individual prisoner is not exclusively in his hands. He
is hostage to the decision of another, and vice versa. Thus the libertarian
doctrine of “Social Atomism” – each individual “the master of his fate” – is
directly refuted.
2. The optimum outcome for an individual prisoner (SW and NE cells: no
prison time) is not the optimum outcome for both prisoners – the sum of each
(the SE cell: two years total).
3. The more likely that both individuals attempt to maximize their personal
payoffs, the more they are likely to cause ruin for both. (NW cell).
4. “The perfect is the enemy of the good.” The best possible outcome for
each individual (SW and NEW) is in conflict with the best outcome for both
(SE).
5. The best outcome for both (SE) is the “moral outcome” – a function of
mutual trust and altruism, and a mutual awareness that one’s trust and
altruism are reciprocated by the other.
6. And yet the more that one
prisoner (A) trusts the other (B), the greater the temptation for the other
(B) to betray (A)
7. Lift the premise that neither prisoner will have contact or influence on
the other after the decision is made, and the “dilemma” collapses. Once
sanctions are introduced and the defector faces retaliation and punishment
(e.g., “the rule and enforcement of law”) each prisoner will confidently
accept the best solution for both (SE – one year each). (“Omerta” –
the secret of The Mafia’s success).
8. The best available solution for both is seen, not from the point of view
of the self-maximizing individual, but from the point of view of an “ideal
observer” of the dilemma. (“The Moral Point of View”). We will have much
more to say about this shortly.
“The prisoner’s dilemma” is nothing more than an idle “brain-teaser” unless
it can be seen to have practical application. In fact, it has an enormous
scope of application. Especially so, when we realize that the prisoner’s
dilemma is not necessarily a two-party game.
For example, as any follower of popular TV crime shows such as “Law and
Order” will recognize, the prisoner’s dilemma is found in that favorite
device of the prosecutor, “the plea bargain.” The criminal collaborators are
individually told: “if you confess before the others, we’ll reduce your
sentence. Your pals are in other rooms right now and are being given the
same offer. The deal goes to the first of you to confess, and your time is
running out.” Because there is little honor among thieves, and thus scant
prospect for the optimum solution for the culprits (SE), it is a very
effective technique. An arms race is another application of the prisoner’s
dilemma, as is “military discipline” as noted above. In fact, as you reflect
upon it, you might notice that all the examples that we encountered in the
previous chapter – the potency of antibiotics, the tragedy of the commons,
catalytic converters, etc. – exemplify the core principle of the prisoner’s
dilemma: the striving of each for the best individual outcome, is in
conflict with the best outcome for all.
If all this is unbearably abstract, bear with me. At the close of this
chapter, we will bring this home as we apply our findings to the current
political contest between progressivism and regressivism.
The Hobbes Game.
You can see the prisoner’s dilemma at work by trying out the
following exercise with a willing group of “players.” The example below
involves undergraduate students, but there is no reason why, with suitable
modifications, it might not be played with other groups.
Several years ago, about halfway through my teaching career, I quite
accidentally and fortuitously came across an article by John Immerwahr
titled “The Hobbes Game.”3
When I tried out the game in class, the results were so gratifying that I
have routinely used the game in most of my introductory philosophy, ethics
and political philosophy classes – which adds up to dozens of times.
Put simply, The Hobbes Game is an application of the prisoner’s dilemma –
also, in effect, an experiment in how the dilemma “plays out” when
experienced by a sampling of undergraduates.
Here are the essential rules of the game with my interpolated comments, as
set down by Prof. Immerwahr but with numerous modifications that have
accumulated over the twenty years or so that I have used it in class. First,
the following rules are distributed to each student.
"HOBBES' CHOICE"
A Friendly Game for
Those in a State of Nature
OBJECT OF THE GAME. The object of this
game is to receive 20% of the final grade Players can make agreements,
deals, and bargains with other players at any time; players may also
break these agreements at any time.
STAGE I. GENERAL CAUCUS. Following questions to the "Umpire," there
will be a period of up to fifteen minutes in which players can read
the rules discuss the game among themselves, while the Umpire is out
of the room. |
The “umpire” of the game is, of course, the teacher. He
leaves the room so the caucus which follows will be spontaneous and
unaffected by the teacher’s presence. Notice that when the “umpire”
leaves the room, no leader has been selected. Only after the game is
finished will the caucus be discussed.
STAGE II. AWARDING OF THE GRADES. When
the players of the game decide to end the caucus, each player will
request a final grade by writing it on an index card. S/he may not
show this card to anyone else. Grades will then be randomly matched in
pairs, the pairing will be confidential. Then the grades will be
awarded as follows, and displayed to all in the group.
1. If both players request an A, both receive a D.
2. If both players request a B, both receive a B.
3. If one player requests an A while the other requests B, the player
who requested the A receives an A. The player who requested the B
receives an F.
4. After the grades have been determined, each player will write his
grade on the index card and display it to all other players. |
The reader will immediately notice that the “payoffs”
closely approximate those of the prisoner’s dilemma, as detailed
above.
Now the game gets a bit complicated. There is no need to study the
following rules carefully, since the point of “Stage III” can be stated
very simply: This stage of the game provides sanctions that the group
(“society”) can impose upon those who attempt to gain personal advantage
at the expense of others (i.e., by awarding themselves A-s).
STAGE III. READJUSTMENT OF GRADES -- "FLUNKYA."
Players can voluntarily give any part of their grade to any other
player. (Fractional grades are allowed). Players may take grades away
from other players by playing FLUNKYA. The rules for FLUNKYA are:
1. No one who has an F grade can play FLUNKYA.
2. Any eligible player can challenge any other player to play FLUNKYA
by informing the umpire.
3. After a FLUNKYA challenge has been issued, other eligible players
(with permission of the original parties) may join either side.
4. The umpire will decide the outcome of the challenge by drawing lots
(colored poker chips out of a bag). There will be as many red chips as
there are players on the side of the challenger and as many white
chips as players on the side of the challenged party. If a red chip is
drawn the challengers win, and vice versa.
5. The losers of the challenge will all receive an F. The grade points
of the losers will then be distributed evenly among the winners. |
The results of the game, in my experience, were not uniform. In some cases,
a few students became “playful” and, by regarding the experiment more as a
‘lark” than a exemplification of a prisoner’s dilemma with a provided
solution, grabbed for the big prize by awarding themselves A-s. However,
they were usually brought down by the rest of the class in the “Stage III”
challenges.
By far the most common result was an early agreement in the caucus that each
player would choose a B, with all agreeing in advance that opportunistic
A-graders would be punished with massive challenges. With every card
displaying a B, it became impossible to proceed to Stage III, because there
were no grade readjustments to be made.
After a few such results, I decided to “mix things up” by soliciting three
or so students to act as “stooges.” Before the class, when they had no idea
what was ahead, I would ask these volunteers: “In the exercise that follows,
will you choose an A? You’ll know what this means early in the class. Some
students may hate you for it, but I promise that at the end I will explain
to all that I asked you to do this and all will be forgiven.” More often
than not, had I not introduced the volunteer-stooges, all would have chosen
B-s and the complete experiment would have been aborted.
Now let’s analyze what usually happened in The Hobbes Game.
In effect, early in the caucus, an instant community was formed with
mutually accepted rules and sanctions. Specifically: (1) it was mutually
acknowledged that the best possible outcome for an individual (an A) was
highly unlikely, and would be accomplished by taking unfair advantage of
another. (2) It was generally understood that cooperative behavior would
securely yield the best prospects for each. And (3) it was decided that
those who violated this common agreement would be severely punished
These decisions can be readily appreciated as we examine the “payoffs” from
the point of view, not of self-interest-maximizing individuals, but of the
entire group.
Note first the sum payoffs of the three possible match-ups (with A=4, B=3,
C=2, D=1 and F=0).
B/B = 3+3=6; A/B = 4+0 = 4; A/A = 1+1 = 2.
The highest possible grade point average (GPA) for the
entire class is 3, resulting from an undeviating willingness by all to
choose a B. All deviations from this rule (i.e., due to some individuals
attempting to achieve an A) reduces the class GPA below 3. “FLUNKYA”
challenges usually further reduce the GPA.4
Prof. Immerwahr thus summarizes the lesson of “The Hobbes Game,” and of the
prisoner’s dilemma in general: “Self-interested parties who act
independently will choose options which are not the most favorable ones
available. The most favorable outcome can only be obtained if there is some
way to insure co-operation and trust among the parties.” By “most favorable”
Immerwahr means “best for the group as a whole” or “the maximum group GPA.”5
Does this “game,” and the implied demonstration of the advantages of
cooperative behavior for mutual advantage, have application in human
societies in general, both simple and advanced? It appears, from the many
examples cited in this chapter and the previous, that it does.
If so, then the libertarian-right doctrine of “good for each, good for all”
must be profoundly mistaken – as a general and unexceptional rule. More
precisely, it is not the case that all social advantage results “as if by an
invisible hand” from the self-serving and self-focused activity of each
individual. In many readily identifiable instances, the rule of “good for
each, bad for all” applies – self-serving behavior of individuals (“each”)
can have harmful effects upon society at large (“all”), and conversely
mutual restraint, enforced by sanctions, can benefit the community as a
whole – “bad for each, good for all.”
However, it is essential to note that the progressivist’s dispute with the
libertarian is with the latter’s unyielding insistence that his doctrine of
“good for each, good for all” has near-universal application, and that it is
applied a priori without independent evidence of its advantages.
The principle “good for each, good for all” has wide application in many
clearly appropriate applications, particularly in free-market competition.
In a free society, the rule “good for each, good for all” must count for
something, but not for everything.
{Pending: The Evolution of Altruism}.
The Moral Paradox.
These examples, in this chapter and the previous, point to a
paradox that moral philosophers have recognized and articulated, all the way
back to Aristotle: namely, that prospects for a gratifying life are greater
when one does not directly pursue personal gratification. In other words,
the single-minded pursuit of self-interest is self-defeating.
Consider first, the so-called “paradox of hedonism,” noted by the nineteenth
century English philosophers Henry Sidgewick and John Stuart Mill.6
The clearest contemporary expression of this paradox that I have encountered
is by the late American philosopher, Joel Feinberg:7
Imagine a person (let’s call him “Jones”) who is, first of
all, devoid of intellectual curiosity. He has no desire to acquire any
kind of knowledge for its own sake, and thus is utterly indifferent to
questions of science, mathematics, and philosophy. Imagine further that
the beauties of nature leave Jones cold: he is unimpressed by the autumn
foliage, the snow-capped mountains, and the rolling oceans. Long walks in
the country on spring mornings and skiing forays in the winter are to him
equally a bore. Moreover, let us suppose that Jones can find no appeal in
art. Novels are dull, poetry a pain, paintings nonsense and music just
noise. Suppose further that Jones has neither the participant’s nor the
spectator’s passion for baseball, football, tennis, or any other sport.
Swimming to him is a cruel aquatic form of calisthenics, the sun only in a
cause of sunburn. Dancing is coeducational idiocy, conversation a waste of
time, the other sex an unappealing mystery. Politics is a fraud, religion
mere superstition; and the misery of millions of underprivileged human
beings is nothing to be concerned with or excited about. Suppose finally
that Jones has no talent for any kind of handicraft, industry, or
commerce, and that the does not regret that fact.
What then is Jones interested in? He must desire something. To be sure, he
does, Jones has an overwhelming passion for, a complete preoccupation
with, his own happiness. The one exclusive desire of his life is to be
happy. It takes little imagination at this point to see that Jones’s one
desire is bound to be frustrated. People who – like Jones – most hotly
pursue their own happiness are the least likely to find it. Happy people
are those who successfully pursue such things as aesthetic or religious
experience, self-expression, service to others, victory in competitions,
knowledge, power, and so on.... The way to achieve happiness is to pursue
something else.
Put simply: we don’t seek happiness, we seek things that
make us happy.
Consider another example: two couples about to embark upon marriage. The
first couple, Sam and Sally Smith, are two egoists who are determined to
gain the utmost personal satisfaction from the other. The other couple, Bob
and Betty Brown, are deeply in love, and care little for their own
satisfaction. The foremost concern of each is for the well-being and
happiness of their beloved spouse. It is not difficult to imagine which
individuals are most likely to find personal happiness in their marriage.
Feinberg focuses upon a single individual, “Jones.” The marriage example
involves the relationship of two individuals. We have discussed numerous
examples of individuals as members of a group – a community. Here, the
paradox has appeared time and again: constraint on the part of each
individual yields benefits for all members of the community. A driver who
forsakes his immediate advantage and yields to the traffic laws, traveling
in the company of other law-abiding drivers, is more likely to reach his
destination safely and on time. The soldier willing to lay down his life to
save his buddies, in the company of others so dedicated, is more likely to
survive combat. Michael Scriven expresses this “paradox of morality”
supremely well:8
Each citizen's chances of a satisfying life for himself
are increased by a process of conditioning all citizens not to treat their
own satisfaction as the most important goal. Specifically, a system which
inculcates genuine concern for the welfare of the others, it will be
argued, the most effective system for increasing the welfare of each
individual. Put paradoxically, there are circumstances in which one can
give a selfish justification for unselfishness.
Perhaps this is what Jesus had in mind when he said,
“whosoever will save his life shall lose it: and whosoever will lose his
life for my sake shall find it.” (Matt: 16: 24-26) It is a precept that is
found in all the great world religions as well as throughout the history of
moral philosophy. But not, sadly, in the social and economic philosophy of
the libertarians, nor in the policies of right-regressives.
The Moral Point of View.
In these two chapters we have seen, repeatedly, that an
individual’s determination to “look out for Number One” and to act from that
egoistic perspective, frequently works to that individual’s disadvantage.
The soldier who cares only for his own survival is in greater danger. The
more the prisoner is determined to get out of jail free the less he is
likely to do so. The herdsman who puts still more sheep on the overstocked
commons, is hastening the day when ruin is visited upon the entire
community.
In all these cases, the individual’s “best interests” are defeated when he
persists in taking only his own personal needs and goals into account – when
he adopts what moral philosophers call the egocentric (or “agent-centered”)
point of view. And yet, this is a point of view enthusiastically endorsed by
the oracle of the libertarian-right, Ayn Rand:
“The basic social principle ... is that just as
life is an end in itself, so every living human being is an end in
himself, not a means to the ends or the welfare of others – and,
therefore, that man must live for his own sake, neither sacrificing
himself to others nor sacrificing others to himself.”9
“The Right to life means the right to engage in self-sustaining and
self-generated action – which means: the freedom to take all the actions
required by the nature of a rational being for the support, the
furtherance, the fulfillment and the enjoyment of his own life.”10
The egocentric point of view is implicit in the regressive’s
unyielding faith in the unfettered free market: the dogma that the optimum
society emerges, “as if by an invisible hand,” through the transactions of
self-serving (“utility maximizing”) individuals. “Good for each, good for
all.”
The egocentric perspective fails because political and economic problems are
not problems of individuals, they are problems of groups, and
therefore the interests of all affected individuals must be taken into
account. With one prisoner, there is no “prisoner’s dilemma.” The solitary
soldier faces no choice of egoism vs. altruism. The catalytic converter case
demonstrated that without the coercion of law, single-agent “volunteerism”
does not work.
And yet, in all the cases that we examined in these two chapters, we found
solutions – which, at the cost of constraints upon each individual, yielded
advantages for the group: “bad for each, good for all.”
To understand just how we found these optimal solutions to the combat
soldier’s choice, the tragedy of the commons, the prisoners’ dilemma, and
the other examples, let us imagine a neutral observer who treats each
affected person equally and who is motivated with a benevolent interest in
finding the best solution for all the involved parties. He would convince
the soldier that his best prospects for survival would be to act as an
altruist. He would convince the prisoners that the best solution is to opt
for good and secure decision (one year each) rather than seek the best but
unattainable result (freedom for one, ten years for the other). And he would
counsel the herdsmen to adopt Garrett Hardin’s solution: “mutual coercion,
mutually agreed upon,” whereby the fertility of the common pasture might be
sustained.
In fact, no such neutral observer is necessary, for each moral agent is
quite capable of adopting the point of view of the hypothetical “unbiased
benevolent observer.” Indeed, we did just that as we found solutions to the
aforementioned problems, whereby constraints upon each resulted in benefits
to all – the soldier, both prisoners, and all the village herdsmen. To cite
still more of our examples, the astute moral agent would, as a “the
benevolent observer,” perceive that all would benefit from antibiotics if
these drugs were not prescribed for inconsequential ailments, and the same
observer would notice that the common airshed would be cleared if each
motorist were required to install a catalytic converter on his vehicle.
The perspective of the “unbiased neutral observer” has a name – in fact,
numerous names, since it is one of the most familiar concepts in the history
of political theory and moral philosophy: “the impartial spectator” (Adam
Smith), “the ideal observer” (John Stuart Mill), “the general will”
(Rousseau), “the view from nowhere” (Thomas Nagel), “the original position”
(John Rawls), and my personal favorite, “the moral point of view” (Kurt
Baier, Kai Nielsen and many more).
The moral point of view assumes that a morally mature individual possesses a
cognitive capacity which just might be unique to our species: the capacity
of each of us to recognize in others the personal qualities – emotions,
aspiration, values, consciousness – that we immediately experience
ourselves. From this capacity arises the sentiments of empathy and
benevolence that David Hume and Adam Smith believed to be the foundations of
social morality. It is also the basis for Thomas Jefferson’s affirmation
that “all men [persons] are created equal.” Of course, Jefferson did not
mean by this that all persons are equivalent – identical in every
respect. What he meant was that each individual is, as a member of the human
community, of equal worth, equal political standing, and entitled to equal
rights.11
(We will examine this capacity in Chapter 11).
Thus, if I recognize that I am a person in a community of other persons,
each counting as one and none as more than one, I can be a hypothetical
“spectator” of myself as one equal citizen among many. As such, I might find
solutions to difficult issues of morality and public policy that would be
insoluble were I to take the perspective of “economic man” – the
self-serving “utility maximizer” in the regressive’s revered “perfect
market,” or were I “John Galt,” the perfect egoist and the hero of Ayn
Rand’s novel, “Atlas Shrugged,” and not coincidentally, also the hero of
Alan Greenspan and other individuals who formulate and execute the US
economic policies.
From “the moral point of view,” I see myself as one of many residents of Los
Angeles who drives a car in a sea of polluted air. I am one of many
potential patients who may some day urgently need a potent antibiotic. I am
one of many herdsman owning sheep in a common pasture being utilized at
carrying capacity. I am a prisoner whose desire for release counts no more
or less than that of my fellow prisoners. From this point of view, I realize
that if I act “selfishly” I will do so to the disadvantage of all others
(and eventually myself), and because these others have the same rights and
the same worth as I have, I am not entitled to exploit them for my own
advantage.
The moral point of view, and the entailed principle that “my rights and my
worth count no more and no less than that of any of my fellow citizens”
(i.e., “all men are created equal”), is the foundation of liberal democracy.
It is likewise a cornerstone of Christian ethics, as expressed by Jesus in
The Golden Rule: "So in everything, do to others what you would have them do
to you ..." (Matthew 7:12). It is a universal precept, found in all the
great world religions.12
Thus we confront the religious right with a radical proposal: progressivism
is fundamentally and demonstrably more “moral” than so-called “conservatism”
(regressivism). Indeed, as I will argue in this chapter and Chapter 14,
progressivism is even more “Christian” than regressivism, if we take the
moral teachings of Jesus quite seriously.
This is so because the regressives have little use for the moral point of
view, despite the fact that it is familiar, and even compellingly obvious in
the experience and behavior of ordinary citizens. Unfortunately, the
oligarch, the “master,” is not disposed to take the moral point of view, for
to do so, he would be required to treat “the masses” as his equals.
Progressivism, Regressivism, and the Moral Point of View.
With the moral point of view, we have arrived at the
fundamental justification of government and the foundation of progressivism.
It is impossible to overstate the significance of the moral point of view,
which is why we have devoted two entire chapters to the development,
articulation and defense of this essential concept.
Ideally, governments are instituted to act in behalf of
all members
of a polity while protecting the rights, privacy and personal integrity of
each citizen, and it does so by adopting the perspective of the “ideal
benevolent observer and legislator.” Problems that are insoluble from the
perspective of each individual, are solved from the perspective of the
“ideal observer” as rules are laid down and enforced by a governing body
that benefit the public at large – what Garret Hardin called “mutual
coercion mutually agreed upon.”
For example:
-
Even with a technological solution at hand, an appeal for
voluntary installation of pollution control devices by each motorist will
fail, as each motorist correctly recognizes that such an act is irrational
– an additional expense that yields no benefit for the individual or for
the public. Yet, if shown the public advantages of enforcement, a majority
of citizens will likely approve of such a regulation.
-
The desire of each motorist to travel with speed and
safety is enhanced by traffic laws, and the entailed the requirement that
each motorist submit to traffic signals. The appropriate agency to enforce
traffic laws – which enhance the freedom of movement of all by
paradoxically constraining the freedom of each – is government.
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Similarly, it would be useless and thus irrational for an
individual herdsman to limit the size of his herd if there were not
constraints upon others. Yet failure of all to submit to
constraints will lead to ruin of the common resource, and thence of the
community at large. Because few of us are herdsmen, we may fail to
appreciate the full force of Hardin’s example of “the tragedy of the
commons.” But many of us fish and hunt and enjoy wilderness for hiking and
boating. Fish and game stocks, and the wilderness experience, can only be
sustained if they are “rationed.” Hence licensing and use permits by
agencies of the government. (Libertarians will argue that privatization is
the answer to the tragedy of the commons. We will address that proposal in
Chapter 8).
And so on, with our other examples.
It is no idle coincidence that there is no industrial society without a
government.
I would urge once again that by arguing for the necessity of government, I
am not proposing despotism. The optimum government functions at the “mean
point” between total control at one extreme (despotism), and no control at
the other (anarchy – Thomas Hobbes’ “state of nature”). A favorite argument
of the regressives is to suggest that advocacy of some governmental
ownership, regulation and control is tantamount to advocacy of total
ownership, regulation and control – i.e. “communism,” or at the very least,
“socialism.”
It is a persistent fallacy that we will return to time and again in this
book.
The wisest rebuttal that I have heard, came from a Russian friend, a
professor at Moscow State University: “Under communism, we had control
without freedom; with the fall of communism, we had freedom without control,
only to discover that without control there is no freedom.”
Essential to our argument for the moral point of view, is the recognition
that there are “public goods” and “public interests” (namely “of all”)
apart from the interests of private individuals (“of each”), which
are represented in “free markets.” In other words, that there is a “common
wealth” in the commonwealth.
Nothing more starkly delineates progressives from regressives, than the
recognition of legitimate public interests by the former, and a denial of
same by the latter.
To be sure, the libertarian recognizes some public goods – three, to be
exact, and no more. These are the protection of the individual’s fundamental
rights to life, liberty and property, to the libertarian, the only
legitimate functions of government.13
The progressives recognizes many additional public goods. Among them: a
clean and flourishing natural environment, a cultural endowment of arts,
literature and science, the domestic tranquility that arises from mutual
respect and tolerance (what John Rawls calls “civic friendship”), allegiance
to and trust of a just political order based upon “the consent of the
governed.”
So the progressive insists that it is the proper function of government, not
only to protect the rights of individual citizens (at times from a “tyranny
of the majority), but also legislate and the regulate “the public interest”
and “public goods” to the benefit of all citizens.
A radical proposal? Hardly. These are the founding principles of our
American democracy. Here’s the evidence:
-
We hold these truths to be self-evident: that all men are
created equal; that they are endowed by their Creator with certain
unalienable Rights; that among these are Life, Liberty, and the pursuit of
Happiness. That, to secure these Rights, Governments are instituted
among Men, deriving their just powers from the consent of the governed.
(The Declaration of Independence, 1776)
-
We the people of the United States, in Order to form a
more perfect Union, establish Justice, insure domestic Tranquility,
provide for the common defence, promote the general Welfare, and secure
the Blessings of Liberty to ourselves and our Posterity, do ordain and
establish this Constitution for the United States of America. (Preamble to
the Constitution of the United States, 1787).
Note especially that the Constitution recognizes that the
legitimate functions of government include “establish Justice, insure
domestic Tranquility, ... promote the general Welfare.”
The implementation and refinement of these functions of government
constitute the “conservative” heart of the progressive agenda.
Yet a significant faction of the regressive-right endorses Grover Norquist’s
goal to shrink government "to the size where you could drown it in a
bathtub" – which sounds very much like a proposal to eliminate the
government that The Founders agreed is “instituted” to “secure [our] rights
.. deriving [its] just powers from the consent of the governed.”
And these regressives dare to call themselves “conservatives”!
There is not now, nor has there ever been, an advanced industrial society
without a government, or even with the minimal “night watchman” government
proposed by the libertarians – a government which functions only to protect
the individual’s life, liberty and property (by means of the police, the
military, and the courts).
Mr. Norquist’s society, with all other governmental functions and services
effectively abolished, is not the sort of society that you and I would want
to live in. Nor would Grover Norquist or his fellow regressives, if they
were to take the trouble to think through the implications of their
proposal.
As we shall see in the next chapter.
NOTES AND REFERENCES
-
The best defense of this “paradox of
morality” that I have encountered is Chapter 7 of Michael Scriven’s Primary Philosophy. (McGraw-Hill ???).
-
See William Poundstone:
Prisoner's
Dilemma, Doubleday, 1992.
-
John Immerwahr, “The Hobbes Game,”
Teaching Philosophy, 1:4 (Fall, 1976), p. 435. It appears that “The
Hobbes Game” has not been widely adopted, which is a pity. A Google search
yields just four citations for “Hobbes Game” and “John Immerwahr and
Hobbes Game.” (Excluding here citations to the comic strip “Calving and
Hobbes”).
-
Once the grades of a losing group in the
challenges are acquired by the winners, the grades of each winner usually
exceeds A (4). Since A is the largest possible grade, the surplus points
taken from the losers are “lost” to the GPA.
-
Ibid, 435.
-
"But I now thought that this end [one's
happiness] was only to be attained by not making it the direct end. Those
only are happy (I thought) who have their minds fixed on some object other
than their own happiness[....] Aiming thus at something else, they find
happiness along the way[....] Ask yourself whether you are happy, and you
cease to be so." John Stuart Mill, Autobiography in The Harvard Classics,
Vol. 25, Charles Eliot Norton, ed. (New York: P. F. Collier & Son Company,
1. 1909), p. 94.
-
Joel Feinberg, “Psychological Egoism,”
Reason and Responsibility, (Belmont, CA: Dickenson, 1978). P. 533.
-
Michael Scriven,
Primary Philosophy (New
York: McGraw-Hill, 1966), p. 240.
-
Ayn Rand: "The Objectivist Ethics," p 30.
-
Ayn Rand: “Man’s Right,” The Virtue of
Selfishness, op. Cit., 110.
-
Notwithstanding, of course, the oft-noted
hypocrisy of this pronouncement, coming from a slave-owner, and ratified
by a Congress numerous members of which were also slave-owners.
-
For a list of "Golden Rules" (and
variants) from history and from other culures and religions, see Edward
Babinski's website
"The Golden Rule and Christian Apologetics."
-
William Bayes enunciates the
libertarian’s triad of essential rights (life, liberty, property( with
admirable clarity:
The freedom to engage in any type of enterprise, to
produce, to own and control property, to buy and sell on the free
market, is derived from the rights to life, liberty, and property ...
[but] when a government guarantees a "right" to an education or parity
on farm products or a guaranteed annual income, it is staking a claim on
the property of one group of citizens for the sake of another group. In
short, it is violating one of the fundamental rights it was instituted
to protect...
All that which an individual possesses by right (including his life and
property) are morally his to use, dispose of and even destroy, as he
sees fit....
Where do my rights end? Where yours begin. I may do anything I wish with
my own life, liberty and property without your consent; but I may do
nothing with your life, liberty an property without your consent... (Bayes,
William W. 1970). “What is Property?,” The Freeman, July 1970, p. 348).
Copyright 2005 by Ernest Partridge
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