On the Rights of Future Generations
Ernest Partridge
University of California, Riverside
www.igc.org/gadfly
From Upstream/Downstream: Issues in Environmental
Ethics
ed. D. Scherer, Temple University Press,
1990
I
"Time," wrote Thoreau, "is a stream I go a-fishing in." And so do
we all. As we look upstream and downstream along the river of time,
beyond the scope of adjacent generations and concurrent lives,
numerous ethical paradoxes, puzzles and perplexities emerge. And
while most would agree that it would be morally reprehensible for our
generation to "trash the future" in a spree of resource depletion and
environmental destruction, thus devastating the lives of successors
we will never know, we are hard- pressed to explicate the ethical
concepts or to articulate the ethical theory which might best express
and condemn such moral dereliction. Fundamental to this puzzle is the
apparent non- reciprocity across generations, typified by the old
cynical taunt, "what has posterity ever done for me?" Strictly
speaking, nothing.(1)
Conversely, posterity is in no position to demand compensation
from us. The "downstream" course of the river of time is swift,
invariant and unidirectional.
One prominent candidate for the portentous task of articulating
the moral bonds between the generations, is the notion that our
effects upon the remote future are ethically constrained by the
rights-claims of our posterity upon us, and consequently by the
burdens of moral duty entailed by these rights. The numerous
objections to this approach have led many philosophers to seek other
justifications for such constraints, such as unreciprocated (i.e.,
"imperfect") duties to the future, utility calculations, and so
forth. Some have even claimed that future persons have no claims
whatever upon our resources. These objections to the "rights
approach" have been based upon a few allegedly "essential"
differences between actual persons and future (or "potential")
persons -- most prominently, their temporal remoteness,
incapacity, non-actuality, and indeterminacy. Despite
all these objections, I will argue that members of future generations
have rights-claims upon us, now -- albeit, some of the rights-claims
that obtain among contemporaries, do not apply across non-concurrent
generations.
Though fewer rights might obtain across generation than
within them, I will further argue that the rights that remain may
nonetheless be stringent. The duties that we have to our successors
may be more than merely praiseworthy "duties of beneficence." Rather,
some of these duties are, in Kantian terms, "perfect duties," morally
required now, due to the rights of future
persons.
II
"Rights" -- an analysis. Recently, several
environmental writers have put the word "rights" to some imaginative
uses and contexts, thus placing this essential moral concept under
considerable strain and complicating the task of circumspect moral
philosophers. Thus, for example, while most of us would agree that we
are not free to do what we please with regard to insentient nature,
describing these constraints as "rights of nature" (or, in
particular, of rocks and trees), extends the concept far beyond it's
paradigm application to persons and sentient
beings, thus diluting the concept of much of it's moral
significance.(2)
In this essay, I steadfastly resist the temptation to "extend" the
concept of rights beyond it's paradigm application. Following Joel
Feinberg's splendid analyses, I will instead ground moral
rights in "interests" and "valid claims." Accordingly, only
beings which can be benefited or harmed, "in and for
themselves," can properly be said to "have rights."(3)
Thus a line may be drawn to include sentient animals, but
to exclude inanimate nature. Beings "within," may thus said
to "have rights" by virtue of their "interests" in (perhaps) being
benefited or (more fundamentally) in not being harmed. These
"interests" entail valid claims upon those in a position to
thus affect the rights-bearers (a point which will be elaborated
shortly).
My exclusive focus of concern, however, will be with
human
persons -- beings of which the word "sentience" denotes the
simplest pre-requisite of moral significance. "Human rights" (more
correctly, "personal rights"), are grounded in the remarkable cluster
of capacities, and consequent interests, which designate "personhood"
-- i.e., use of an articulate language, self-concept and
self-consciousness, time perspective, hypothetical (practical)
thinking, abstract reflection, responsiveness to moral principles,
etc. -- in short, what philosophers have come to call "moral
agency."
Accordingly, by "moral rights" I shall mean valid claims
made either directly or by proxy against particular persons, groups,
and institutions, or indefinite individuals, or even "the world in
general." These claims announce to others that obligations and duties
to the rights-holders are to be honored and that their liberties and
opportunities are not to be curtailed. Furthermore, I would endorse
H. L. A. Hart's principle that "to have a [moral] right
entails having a moral justification for limiting the freedom of
another person and for determining how he should act."(4)
Parenthetically, this limitation of the freedom of the other
constitutes his duty to the right-bearer. Rights,
in short, entail duties on the part of others.(5)
Some additional clarifications and qualifications are in order,
if, our analysis of rights is to bear the burden of argument
which follows. First, the duties and rights referred to herein are,
unless otherwise indicated, to be interpreted as prima
facie, and thus subject to being over-ridden by competing and
compelling rights and duties. Second, duties and rights apply to
circumstances that are situated between the extremes of
inevitability and impossibility, and thus are
subject to the agency of responsible, free, and rational persons. To
quote and elaborate upon the old maxim, "ought implies
can (possibility), and yet might not
(non-inevitability)." Finally, if A has a right-claim upon B, and B
is thus correspondingly duty-bound to A, the moral burden is upon B,
and thus applies to such time as B can act upon his duty.(6)
Note that according to this account, the class of individuals
deliberately affected by dutiful acts need not be restricted to
contemporaries. However, if duties are presumed to be derived from
the rights of others, some interesting controversies emerge. To
explore this further, let's borrow from Kant the terms "perfect
duties" and "imperfect duties". "Imperfect duties" (e.g., of
kindness, beneficence and charity) do not entail corresponding rights
(e.g., duties of kindness, of beneficence, of charity). "Perfect
duties" follow from the claims of rights-holders (e.g., the duty to
pay one's debts, or not to interfere with another's freedom to speak,
etc.). That we have "imperfect duties" to posterity (say, "duties of
beneficence") is, I believe, granted by most of the critics that I
will deal with in this paper. My point of contention with these
critics is the stronger and more interesting claim that duties to the
future include the ("perfect") duties of actual persons to respect
the rights of their successors. I claim that there are such
rights. My adversaries contend that there are not.
But if some critics accept "imperfect" uncorrelated duties to the
future and reject the "perfect" duties based upon the alleged
"rights" of future persons, why not settle for the imperfect duties
and be done with it? Why need we insist that future persons have
"rights"? What difference does it make?
It might make an enormous moral difference. A duty to respect
another's rights generally carries greater weight and has
priority over an "imperfect" duty to be charitable. Thus, for
example, we assume that we can write a check to the March of Dimes
only if we have cash on balance after paying our bills and
installment debts. Our creditors have a right to our money,
but the charitable agencies do not. Need is irrelevant: the situation
is unaltered by the fact that our creditor might be Exxon, and that
the potential beneficiaries of our charity include the wretched of
the earth. In short, rights have a stringency and urgency
which benefactions do not.
But there is more. Beings with rights deserve
respect -- especially so, if these "beings" are
persons. Rights, as Joel Feinberg insists, command our
attention and demand our response.
Their characteristic use and that for which they are
distinctively well-suited, is to be claimed, demanded, affirmed,
insisted upon. They are especially sturdy objects to "stand upon,"
a most useful sort of moral furniture. . . Having rights enables
us to "stand up like men," to look others in the eye, and to feel
in some fundamental way the equal of anyone. To think of oneself
as the holder of rights is not to be unduly but properly proud, to
have that minimal self-respect that is necessary to be worthy of
the love and esteem of others... To respect a person then, or to
think of him as possessed of human dignity, simply is to think of
him as a potential maker of claims.(7)
Thus, if future generations have rights-claims against us, they
will have no cause to be "grateful" to us for preserving a diverse
and flourishing ecosystem, for they will have received their due. On
the other hand, if we violate this ("perfect") duty, their
appropriate response will be not simply regret but also
moral indignation. Moral duties born of rights
weigh more heavily upon the duty-bearers. Thus, to the degree that
our policy-makers and legislators respond to valid moral arguments,
the interests of future generations will be far better served if we
can succeed in defending the notion that succeeding generations have
rights-claims against the living who, in turn, have the moral duty to
respect and respond to these rights. In other words, this stronger
claim transforms the moral case -- a point of no small significance
for those whose job it is to propose and defend environmental
policies with long-term significance.
And why might future persons not have rights claims against us? I
have found five persistent arguments against these claims, to which
we now turn.
III
The Re-Population Paradox.(8)
The first objection must be treated briefly, though not because it
can be easily and quickly disposed of. On the contrary, this is a
deeply perplexing problem which we must merely mention and step
around, lest we enter a thicket from which cannot emerge in the
allotted space. Otherwise, the larger part of this paper will not be
addressed. (My treatment of the paradox may be found in "Should
We Seek a Better Future?" at this website).
In a troubling and provocative paper, Thomas Schwartz argues that
any effective attempts to "improve" the living conditions of the
remote future will so alter "genetic shuffle" of future meetings,
matings, and births, that such policies will, in fact, "repopulate"
that future with different individuals. Accordingly, since
none of the individuals in "Future A" will exist in ("improved")
"Future B," no individual will be benefited ("made better
off") as a result of this policy. It follows that since any attempts
to "improve the future" will, strictly speaking, "benefit" no
one, there are no obligations to future
generations.(9)
And if there are no duties to the future, it follows that future
generations have no rights. (Since rights imply duties, this
conclusion follows by modus tolens).
Schwartz's challenge has provoked carefully crafted responses by
such noteworthy philosophers as Gregory Kavka and Derek Parfit,
neither of whom is convinced that this argument has severed all moral
commerce across generations.(10)
Elsewhere, I have, like Kavka and Parfit, also (a) accepted
Schwartz's argument that long-term policies effectively "repopulate"
the future, and (b) rejected his inference therefrom that we have no
obligations to the future. Briefly, my reply is that while "radical
genetic contingencies" absolve us of obligations to act "in behalf
of" future persons as individuals, this moral absolution
does not entail a permission to disregard the remote consequences of
our policies. Since relevant moral principles bind us to persons
in general, and not to particular individuals, we remain
obligated to improve the life prospects of (variable) future persons.
Schwartz's error, therefore, is a failure to treat this moral problem
from "the moral point of view." Instead, he assumes the perspective
of hypothetical, though radically indeterminate, future
persons.(11)
This is, of course, a summary, not an argument. The argument
itself takes us into the "thicket" and, in effect, another paper.
Thus we must instead, walk around this obstacle, with our assumption
that this puzzle can be solved serving as our "ticket" to the next
section of this paper. Those familiar with, and unalterably convinced
by, Schwartz's argument, need read no further, since all that follows
assumes that future persons have claims upon us to favorably affect
the conditions of their "eventual" lives. By Schwartz's account, this
presupposition is incoherent.
IV
The Time-Span Argument against the rights-claims
of posterity objects that duties and rights cannot meaningfully be
said to hold over long periods of time and between persons with
non-concurrent lives, who are thus denied reciprocal communication
and interaction. But with this argument, time itself is the
foremost reason for this moral disconnection.
Do long durations of time erode moral responsibilities? For the
moment, consider, causal and epistemic connections through time,
rather than moral connections. According to informed scientific
opinion, some technological innovations and social policies enacted
during the last few decades, and others now being contemplated, may
result in both short-term advantages for some of our contemporaries,
and devastating long-range effects for our successors. Such long-term
effects, which are tied to their remote causes by quiet, continuing,
and accumulating processes, are called, by ecologists, "time-lag
effects." Consider some possible cases: First, the manufacture of
thousands of nuclear weapons, and the decision to invest heavily in
nuclear fission energy, has resulted in the production of highly
toxic, long-lasting, radioactive by-products. Some of these
substances (i.e., the actinides) must then be isolated from the
biosphere for hundreds of thousands of years.(12)
If, in the intervening time, a geological event should cause the
release of these materials into the biosphere, the results could be
catastrophic. The "time-lag" between the disposal of these substances
and their possible reappearance is unknown and unknowable.
Another case concerns the accumulation of chloro- fluorocarbons
(CFCs) in the atmosphere. In the last four decades, several million
tons of these "inert" compounds have been released into the
atmosphere. There is now significant evidence that CFCs now irrevocably in the atmosphere, are drifting up into the
stratosphere where they will deplete the ozone shield that protects
the biosphere from harmful ultraviolet radiation. Because of these
warnings, the release of CFCs into the atmosphere has been sharply
curtailed by law. Nonetheless, it appears that the worst effects of
ozone depletion might become evident well into the twenty-first
century, which means that due to "time-lag effects," the deadly
results might not affect the generation that introduced these
substances into the atmosphere.(13)
Of course, similar reflections might be made regarding the
"greenhouse effect" in the atmosphere, or the slow but inexorable
spread of chemical toxins in the aquifers.
The point of this recitation should be clear: Events enacted or
contemplated within the lifetime of the present generation may,
through "time-lag effects," produce benefits for this generation and,
perhaps, a generation or two beyond, at the eventual cost of bringing
devastation upon those who will be born a century or more hence.
Moreover, informed persons now alive recognize these possibilities,
and scientific techniques now available might provide even more exact
assessments of the long- term impact of our technology.
The moral implications are apparent: If, indeed, due to their
long-term "time-lag" effects, our activities and policies reach
across generations to cause significant changes in the
life-conditions of posterity, and if, furthermore, we know this and
can choose alternative policies, can we continue to pretend that we
have no duties to this posterity? If it is within our
knowledge and power to cause or prevent grave harm to future
generations, can we still maintain that future generations have no
rights to be spared such injury? Can we, in short,
acknowledge our foresight, capacity and choices to significantly
affect the life conditions of future generations, and, at the same
time, disclaim moral responsibility across the same time span? I
think not. Rather, I would suggest that our power to affect the lives
of posterity, and our scientific foresight of the results thereof,
require us to extend our moral responsibility to the limits of this
anticipation, capacity and choice.
Perhaps one reason why the notions of "duty to" and "rights of"
posterity might seem strange is that we have not become accustomed to
the moral implications of recent scientific and technological
developments. Consider again the technological impacts cited above.
Scarcely sixty years ago, atomic energy was merely being contemplated
in a few physics laboratories, and artificial disruption of the
chemistry and physics of the earth's atmosphere seemed preposterous.
Today, though environmental scientists know better, the logic of
ordinary discourse has yet to reflect this profound change in the
human biotic and moral condition. Only a generation or so ago, within
the memory of many of us, one could innocently believe that the
effect of his generation upon its successors was totally beyond human
predictability and agency and thus not within its moral competency.
No longer. With the contemporary extension of foresight and power has
come a corresponding extension of moral responsibility.
Time-span, of itself, cannot be construed as an argument against
duties and rights. Quite the contrary, these moral relationships are
inextricably bound to durations of time. Contractual obligations, and
their correlative rights, endure from the time of the agreement to
the time of its consummation. The duty to forebear from injuring
others, and its corresponding rights, lasts as long as the agent is
capable of deliberately causing or permitting preventable injury,
which is to say, usually throughout one's lifetime. And, if a person
is duty- bound not to cause deliberate harm during his lifetime, is
he any less duty-bound to prevent such injuries that may occur after
his death due to neglect during his lifetime? If one is both
aware of the harm he might cause and capable of preventing it, does
it matter if the calamity takes place five years after his death?
Five hundred years? Five hundred thousand years? I suggest
that foresight, capacity and choice, not time (however, long) are the
morally relevant factors here.
To summarize this point: If we have a general duty not to cause
avoidable pain, this means the pain, any time, of any
being who, at the very least, is a member of the ongoing entity
called "mankind." Time does not diminish the prima
facie force of duty, albeit it may be conjoined with a
diminished certainty or efficacy of one's attempts to fulfill his
duty.(14)
In such cases the factors of probability, efficacy, and
deliberative choice, as such, not time, are morally
relevant. And with recent advances in scientific knowledge and
technological power, we are losing our ability to hide behind the
excuses of ignorance and impotence.
V
The "No-Claims" Argument. Another common
objection to the claim that future generations have rights, is that
posterity, being "merely potential," is incapable of claiming these
alleged rights. And without claims, it is argued, there can
be no rights.
Bertram Bandman expresses the "no claims" position quite directly
(though he nonetheless affirms some rights of posterity).(15)
To have a usable right means that one is in a position to
make an effective claim for one's right. Legal philosophers from
John Austin on distinguished between primary and secondary rights,
the first being a right to an action itself, and the second being
a back-up or remedial right, one that provides a remedy if the
first is blocked. Consequently, rights also imply back-up rights
or the right to claim one's rights.
Future generations can only correctly be said to have the
rights to breath clean air if there is provision for them to claim
that right. And there are various conditions that may undercut
such a right, such as the end of life on earth, acute scarcity,
absence of clean air, low priority placed on clean air in relation
to other more urgent human goals.(16)
A common and forceful response to the "no-claims argument" is that
individuals incapable of claiming their rights may have these rights
defended by others acting in their behalf. (While Bandman makes an
implicit acknowledgment of the possibility of representing others'
rights, he has little more to say about it.) Thus, the rights of
animals can be legally represented by private agencies such as the
ASPCA, and the rights of infants can be claimed and defended by
appointed counsel or by public agencies. Of particular interest to us
is the explicit legal protection of the rights of the future persons.
Thus, for instance, a person can stipulate in his will that certain
funds be held in trust for the education of yet-unborn grandchildren,
who can properly be said to have a legal right to these
funds, even though they do not, as yet, exist. Still more to the
point, the National Park Act of 1916 specifies that the National Park
Service shall protect and keep the land in its charge "unimpaired for
the enjoyment of future generations." The Service, in other words, is
the legally-appointed guardian of posterity's rights, a
point that must be constantly reiterated by the Sierra Club, among
others.
The critic might reply that these are examples of rights
protected by law; that is to say, the claims made by, or in
behalf of, the rights-holders are legally recognized. However, most
of posterity's alleged rights, although they might be argued on moral
grounds, lack legal standing. These rights can not be legally claimed
by, or in behalf of, posterity, and thus there are no so-called
"back-up rights" -- i.e., no institutional sanctions against, or
remedies for, violations of these rights.
Moral philosophers routinely distinguish between
moral
and legal rights. But surely this distinction, however
significant, is not sufficient to sustain the suggestion that without
legal protection and recourse, future generations cannot be said to
have rights at all. For one thing, this notion runs counter to our
normal mode of speaking, and our ordinary "considered moral
judgments" (to borrow Rawls's phrase). We are well aware of legally
sanctioned violations of moral rights: the Nazi race laws, slavery in
the pre-civil war United States, Soviet suppression of dissent by
means of "anti-slander" laws, and so on.
It is noteworthy that such conflicts between legal and moral
rights preclude the possibility of the offended individual
claiming his or her (illegal) moral rights. Before the Emancipation
Proclamation of 1863, the slave who exercised his moral right to be
free could find no legal "remedy," as the fugitive slave Dred Scott
was to be told, quite directly, by the Supreme Court in 1857. On the
other hand, a person enslaved after 1863 could call upon the power of
the state to acknowledge his claim and sustain his right to be free.
The Proclamation did not alter the moral force of the prima
facie right to be free, but it totally reversed, in the southern
United States, the ability to claim that right. Indeed, the
growing moral consciousness of the injustice of slavery was a
significant factor in bringing about this reversal.
Accordingly, legal means are not the only means to
"claim" a right. In the words of Joel Feinberg, a person can be said
to have a moral right "when he has a claim, the recognition of which
is called for -- not (necessarily) by legal rules -- but by moral
principles, or the principles of an enlightened conscience."(17)
It is commonly said that "you cannot legislate morality." The
prohibition amendment and laws against such private vices as
prostitution and gambling are cited as examples. However well the
rule might fit these examples, it is, as a generalization, patently
absurd. Morality can be legislated, and is properly legislated time
and again. Prohibition taught us a much more qualified rule: "You
cannot impose by legislation the private morality of a determined but
unrepresentative minority." Universal moral rights to life, liberty
and property are, in free societies, guaranteed by the rule of law. A
universal abhorrence to murder gives rise, in all civilized
societies, to legal sanctions against it. Furthermore, as the public
moral consciousness (following perhaps the teachings and example of
moral educators and exemplars) extends to new realms of moral
awareness, the legislators respond, and still more rights-claims are
recognized and protected by law. Thus, at the time of the founding of
this republic, there was no legal recognition (and little cultural
acknowledgment) of the "right" to a free public education. The right
was legally recognized only after a long and sustained struggle by
such men as Franklin, Jefferson, Mann, and Parker. The right of
future generations to enjoy designated areas of unspoiled natural
beauty, and the duty of the living to protect these areas, were
proclaimed by such men as Thoreau and Muir before this right, and
duty, were enacted by the National Park Act of 1916. To be sure, the
laws often determine whether or not a right can effectively be
claimed. But it is equally the case that laws are often
enacted in response to the public consciousness of a preexisting
right -- a right the claim to which morally should be
sustained and protected by the force of law. In other words,
defenders of the "positive law tradition" who insist that the
possession of rights entails effective legal claims and remedies, beg
the essential moral issue. For only if the moral case has
merit should legal means be enacted to insure the protection
of the alleged rights.
This all may be well and good, but the essential problem remains:
If, as must be granted, posterity is itself incapable now of
claiming or appointing a surrogate to claim its rights, who, then, is
authorized to represent posterity? The answer, quite
directly, is anyone who is able and willing to defend
posterity's rights on the grounds of rational and general moral
principles. In such debate, it is the principles, and the
validity thereof, that count, not who the advocates might be. The
pre-abolition slaves could not legally claim their rights, nor could
they appoint surrogates. But the fugitive slaves, and their
defenders, could and did argue for abolition on the basis of moral
principles. Similarly, animals and infants can not claim their right
not to be cruelly treated, nor can they appoint defenders. They are,
instead, defended by the courts or by public agencies which, in a
well-ordered community, are the surrogates of everyone. So
should it be with the rights of future generations. Ideally,
their rights will be protected by the laws and by the legitimately
appointed and elected representatives of the community. In the
less-than-ideal actual world, the advocates of the interests of
posterity (many of them self- appointed) must often present the case
for posterity's legally unrecognized rights in the arena of moral
debate, in the hope and expectation that the public conscience will
come to demand that the laws of the living be extended to protect the
rights and interests of posterity.
VI
The Non-Actuality Argument. Among the most common
objections against the rights of future generations is the contention
that since posterity does not exist now, it makes no sense to speak
of posterity having rights now. Thus Ruth Macklin states:
The ascription of rights is properly to be made to actual
persons -- not possible persons. Since future generations can only
be viewed as consisting of possible persons, from any vantage
point at which the description "future generations" is applicable,
it would follow . . . that rights cannot properly be ascribed to
future generations."(18)
The "non-actuality argument" might be subdivided into two
interpretations: (a) the charge that posterity is "merely imaginary,"
and (b) the contention that posterity's rights apply only in
posterity's own time. We will examine these points in order.
(a) There are no duties owed to imaginary persons. In an
unpublished paper, Stuart Rosenbaum argues this point with great
confidence:
I take it as obvious that the general principle that
obligations cannot be owed to merely potential individuals needs
no defense. (Consider my potential harems -- there are an
indefinite number of them. Am I obligated to plan for all of their
financial securities, or for the care of all of their potential
children? And if not all, but only some, then which?). If there is
something unique about future generations which exempts them from
this general principle, I am unable to discover what it is.
Consequently, I take this objection to the claim that future
generations have rights to be conclusive against it.(19)
A careful reading of Rosenbaum's paper reveals that he is as good
as his word. The principle that "no obligations are owed to potential
persons" is reiterated, but it is given "no defense." The closest he
comes to an argument for his "general principle that obligations
cannot be owed to potential individuals," is his parenthetical
comment about his potential harems: "There are an indefinite number
of them. Am I obligated to plan for all of their financial
securities, or for the care of all their potential children?" In
reply, I must agree that a philosophy professor today need care
little about his "potential harems." But the case would be quite
different if one were an Arabian prince, or a Mormon elder a century
ago. In that case, one would have a duty to plan for the
security and well-being of potential wives and children. Indeed, the
example is by no means far-fetched, for it is the duty of
every young person contemplating marriage and parenthood to make
provision for his potential spouse and children.
Thus there is, indeed, "something unique about future generations"
which distinguishes them from Rosenbaum's imaginary harems. Very
simply, the harems are imaginary and highly improbable, while future
generations, though also imaginary, are, barring catastrophe,
virtually certain. And since the most likely catastrophe,
nuclear annihilation, is a matter of our own choice, the uncertainty
of human survival scarcely provides an absolution of responsibility
toward the future. Surely these differences give us ample reason to
reject this analogy and with it this argument.
(b) "Future generations . . . should correctly be said to have
a right only to what is available when they come into existence,
and hence when their possible future rights become actual and
present." This objection is raised by Richard de George, who
continues:
Prehistoric cave men had no right to electric lights or
artificial lungs since they were not available in their times, and
we have no right to enjoy the sight of extinct animals. To claim a
right to what is not available and cannot be made available is to
speak vacuously. Some future people, therefore, will have no right
to the use of gas, or oil, or coal, if, when they come into
existence, such goods no longer exist. If the goods in question
are not available, they could not be produced with a
right to them.(20)
But surely the distinction between our "right to enjoy the sight"
of some extinct animals (say, dinosaurs), and posterity's
right to clean air is, from a moral point of view, quite essential!
We have no right to "enjoy" dinosaurs because it was, at all
times, impossible for us to "have" them. (Recall that
we have rights only to things that are possible but less than
inevitable, and within the agency of rational and capable beings.) No
rational, morally responsible beings deprived us of the dinosaurs;
they vanished millions of years before any creature evolved to a
state of moral accountability (the "Flintstones; and "Alley Oop" to
the contrary, notwithstanding). The same cannot be said concerning
the availability to us of passenger pigeons or, much more to the
point, the availability to future generations of clean air and energy
sources (be they fossil fuels, or some yet-to-be developed
alternatives). It is, to some degree, within the knowledge and power,
and thus the moral purview, of contemporary persons to determine
whether future generations shall have clean air and energy
sources.
But surely it seems paradoxical to claim that persons
in the
future can have rights in the present. I will grant
that is seems so, but I will insist that the claim is
intelligible. So that we might unravel this subtle point, I suggest
that we shift our time perspective to the past and consider the case
of the cedars of Lebanon. In ancient times, the Phoenicians cut the
fabled trees from the mountains and thus brought devastating floods
and silt down to the valleys below. Can we not say that the
Phoenicians, by this policy, defaulted in their duties to the present
inhabitants of Lebanon? Furthermore, weren't these contemporary
persons correspondingly deprived, in the past, of their
rights to an abundant and beautiful environment? It would seem that
the duty to protect the right of the present Lebanese to have the
cedars applied to those who were in a position to protect this right:
e.g., the ancient Phoenicians. This follows from the rule that rights
and duties apply to possible circumstances -- i.e., to
circumstances that fall between the limits of impossibility and
inevitability. The savages who lived in the region before the dawn of
history, and who were presumably incapable of causing lasting damage
to the forests, had no duty to forebear from what was, to them, the
impossible. The Romans and Saracens who followed the Phoenicians
found barren hills, and thus had no duty to protect the non-existent
trees. All this bears some strange implications for the perspective
of time- present. Thus, for example, the present-day Lebanese had
(!) no rights-claims upon the savages or upon the Romans and
Saracens. Neither do the Lebanese have rights today to trees
that can not be had. (For the sake of argument, I am assuming that
the damage was irreversible and thus that the cedar forests, once
destroyed, could not have been restored at any subsequent time). The
"rights" of the present generation to the cedars of Lebanon belong to
the past tense. These rights could only entail duties applicable,
first, to the predecessors of the Phoenicians who were capable of
destroying the trees, but who fulfilled their duties by protecting
the cedars, and finally to those who violated these duties by
destroying the cedars. Thereafter, there were no more rights or
duties, for the trees were (I assume) forever gone.
But does it not seem strange to speak of rights, long past, of
present persons? I grant that it does, and suggest that this
strangeness may be sufficient reason to prefer "duty-talk" to
"rights-talk" in such cases.(21)
But the very application of duties and rights across generations
constitutes an unusual use of these concepts which are usually
applied among contemporaries. The strangeness of this use of "rights"
is compounded by the fact that "rights" are not commonly referred
from the contingent present back to the immutable past. We are not
encouraged to cry over spilt milk, or accustomed to lament over
long-lost forests. Such issues are no longer "live." Indeed, we may
be little aware of what we have lost. However, the same situation
seems far less odd when viewed from the perspective of the
predecessor generation; when, for example, we speak of the
rights-claims of future generations falling upon the present
generation. Accordingly, while it may seem odd to speak of the right
of the present Lebanese to the lost cedars, we would have little
difficulty making sense of the recorded complaint, by some ancient
Phoenician environmentalist, that the cedars should be carefully
managed in deference to the rights of future generations.
VII
The final objection to the notion of the rights of posterity might
be called "the indeterminacy argument." Ruth Macklin presents it
quite forthrightly:
While it is appropriate to ascribe rights to a class of
persons, in general, such ascription is inappropriate when the
class in question has no identifiable members. Now the class
describable as "future generations" does not have any identifiable
members -- no existing person or persons on whose behalf the
specific right can be claimed to exist.(22)
Of all the objections so far, I find this one to be the most
curious in that, while it appears time and again, it seems to be
among the easiest to answer. Indeed, we need not look to posterity to
find examples of duties to, or rights of, "unidentifiable persons."
Such "persons" exist among our contemporaries. For example, Joel
Feinberg offers the example of "the duty of care that every citizen
is said to owe to any and every person in a position to be injured by
his negligence. I have this duty to some degree even to the uninvited
trespasser on my land."(23)
Notice that the duty of the landowner is owed not to identifiable
persons, or even to probable persons, but only to (indefinite)
possible persons in the (undetermined) future, whosoever they might
be. And what of duties of "the indefinite?" Here too, examples are
easy to imagine. For instance, my right not to be physically
assaulted entails the duty of any (indefinite) persons who
might, at any time in the (undetermined) future have
occasion or opportunity to do so. Does Macklin wish to deny that
these are rights and duties properly so-called? And if they are, and
surely common usage so indicates, then in what sense are "future
generations" less "definite" than the person, now alive, who might be
injured eight years hence, due, say, to my failure now, to
cover an abandoned mineshaft on my mountain property. Does such a
person have any more right not to be injured than his now-unborn
(thus "indeterminate") child who will be six years old on that
date?
It might be countered that if, due to my negligence, someone will
in the future be injured, the victim's identity at that time will be
made quite "definite" to me (presumably by his lawyer), which is not
the case with injuries to posterity. But the objection misses the
point. My duty not to be negligent is a duty to anyone who
might be injured, and if my duty is fulfilled there will, ipso
facto, be no "definite" victim and, moreover, the
rights of unidentified multitudes will thereby be respected.
Now all this may appear to be well and good when applied to our
contemporaries. But will duties to, and rights of, the indefinite
still be morally valid if the "indefinite" are not yet alive; if they
are possible future persons?(24)
I believe that these moral requirements might be meaningfully
applied to such cases. To illustrate this point, consider Galen
Pletcher's very apt "paradigm of the campsite":
If I have been camping at a site for several days, it is
common to say that I have an obligation to clean up the site -- to
leave it at least as clean as I found it -- for the next person
who camps there. We assume, of course, that the person who will
use it next does exist somewhere; but it is not necessary to
assume this, just as it is not necessary to know who he or she is,
or when he or she will use the site. We have an obligation which
might be called an "obligation- function," because it is to some
as yet unspecified person or persons. There is a preliminary
"right function" in this case, which can be stated: "for any x, if
x is a person who wants to camp at this site, then x has a right
to a clean campsite."(25)
Significantly, the morally operative consideration here is not the
time of the next use, nor the identity of the next
camper. It is that the area might be used by an unknown and
indeterminate individual with an interest in having a clean
campsite.
But does this example have bearing upon the posterity question?
Clearly it does. Pletcher continues:
If, happily, I have discovered a campsite so removed from
the beaten track that the next person to discover it is someone
who wasn't even alive when I last camped there, it still is true
of that lucky person that he has a right to a clean campsite, and
I had an obligation to secure to him that state of affairs. My
conclusion can thus be stated: If any moral obligations or rights
can properly be stated in terms of "obligation - or
right-functions," then these apply also to future
generations.(26)
The next camper has a "right" to a clean campsite, not because of
who he is (as an identifiable person), or when he
is, but for what he is -- a sentient, rational person (thus
of our moral community) who might have an interest in enjoying the
use thereof. That he may, at this moment, be non-existent
is, morally speaking, non-relevant. The argument is all the
more urgent when we speak not of a campsite where a camper might
possibly visit but of a planet upon which another generation, and
then another, must dwell.
VIII
The Upshot -- Some General Principles. The
"non-actuality" and "indeterminacy" arguments share a common error
which, I believe, we are now prepared to identify. Both arguments
commit the fallacy of "false criterion" or (viewed differently) of
"hasty generalization." Criteria that correctly apply to
certain kinds of rights are, I believe, falsely assumed to
apply to rights in general. I have argued these points informally by
citing counter-examples to the claims (of Rosenbaum, DeGeorge and
Macklin) that future generations do not have rights due,
respectively, to their "mere imaginability," their "non-actuality"
and their "indeterminacy." It is time to offer an analysis of the
concepts that underlie my refutation of these arguments.
We begin with a simple, and I believe uncontroversial,
acknowledgement that not all species of rights that obtain
among contemporaries are the sorts of rights that can be held by
future persons against their predecessors that are now actual. Thus,
if future generations have rights now, then these are special kinds
of rights (though they may be stringent, nonetheless). My analysis
follows upon a partial adoption, and an extension, of Joel Feinberg's
analysis of rights -- particularly, of the contrasting pairs of
"active/passive rights" and "in rem/in personam
rights."(27)
Feinberg defines the first pair as follows: "active
rights are rights to act or not to act as one chooses;
passive rights are rights not to be done by others in
certain ways." He provides the following examples:
Among one's active rights may be such as the rights to go
where one will and say whatever one pleases, often referred to
concisely as 'the right to liberty.' Among one's passive rights
may be such as the rights to be let alone, to enjoy one's
property, to keep one's affairs secret, or one's reputation
undamaged, or one's body unharmed. These are often characterized
collectively as 'the right to security.'(28)
The in rem / in personam distinction is as
follows:
The distinguishing characteristic of in personam
rights is that they are correlated with specific duties of
determinate individuals. . . [For example], the rights of
landlords to collect rent from their tenants, and the right of the
wrongfully injured to damages from their injurers.
In rem rights, on the other hand, are those said to hold
not against some specific nameable person or persons, but against
"the world at large." Examples include a homeowner's right to
peaceful occupancy of his own house, and anyone's rights to the use
or possession of the money in his own purse or pocket. Corresponding
to these rights are the legally enforced duties of non-interference
imposed on everyone. Everyone has a duty to keep off my land
without my permission. . .(29)
Feinberg has a third distinction, between negative and
positive rights:
A positive right is a right to other persons'
positive actions; a negative right is a right to other persons'
omissions or forbearances. For every positive right I have,
someone else has a duty to do something; for every negative right
I have, someone else has a duty to refrain from doing
something.(30)
This third pair ("negative/positive") does not have an important
role in this analysis, since the rights of future persons can be
either positive (e.g., the right to have certain resources
available), or negative (e.g., the right not to be poisoned
by radioactive wastes).
Similarly, the in personam/in rem distinction also has no
direct application to the posterity issue since, once again,
both kinds of rights apply to future generations. Thus the
putative rights of future generations might be directed, "in
personam," against a specific person (e.g., a Congressman about
to vote on a nuclear energy bill), or, "in rem," against
"the world at large" (e.g., against any and all citizens in a
position to influence that same legislator's vote).(31)
But while the in personam/in rem distinction does not, in
itself, advance our conception of rights which are, and are not,
applicable to posterity, this distinction is important for what it
suggests; namely, still another distinction, not
explicated by Feinberg, yet relevant to the issue of the moral status
of future persons. This pair, which I call "denotative
rights" and "designative rights," might be thought of as
correlates to in personam and in rem duties (not
"rights"). Thus a (so to speak)
"in personam duty" is responsive to the rights-claim of
("denotatively") identifiable individuals, while an "in
rem duty" is correlated to the rights of a class of persons
identifiable by description (by "designation"). As Macklin has
clearly indicated, denotative rights are clearly not applicable to
future generations due to their "indeterminacy." But Pletcher's
"campsite paradigm" demonstrates, with equal clarity, the
applicability of designative rights to future
generations.
If these distinctions all hold true -- if, that is, valid cases of
"rights" can be found to fill these special categories -- then the
"non-actuality argument" (of Richard DeGeorge and Rosenbaum) and the
"indeterminacy argument" (of Macklin) both commit the fallacy of
"false criterion." In both cases, the criterion for one type
of a right is falsely taken to be the criterion for all
rights. In the first case, Richard DeGeorge claims that the fact that
future persons can not act or exercise their personal "rights" now entails that they
have no "rights"
now. His argument is sound with regard to active rights, but
not with regard to passive rights. Ruth Macklin
states that "it is [in]appropriate to ascribe rights to a
class of persons . . . [with no] identifiable members." As
noted, she is correct with regard to "denotative rights," but not
with regard to "designative rights." In the two previous sections, I
have presented a number of exemplifications of such rights of future
persons that demand action or forbearance in the present. All these
cases indicate how persons now alive can now deliberately
set in motion events and circumstances that will affect the quality
of life of future persons, regardless of the analytic truth that they
are non-active, even non-actual, now (cf. the examples of
nuclear waste and ozone depletion in Section IV, above). Furthermore,
these options now before us affect future persons generally
(i.e., "by description" or designatively -- cf. "the
campsite paradigm," in Section VII).
XI
If my analyses have been correct, then neither
temporal
remoteness, lack of direct claims, non-actuality, indeterminacy
nor non-reciprocity disqualify future persons from our moral
community.(32)
These four features present, I believe, the most serious
challenges to the claim that future persons have rights, and thus
that the living have strong "perfect" moral duties toward them.
Perhaps I have overlooked a convincing and fatal objection. However,
unless and until such a refutation is offered, I believe that we can
be assured that the moral categories of rights and corresponding
duties, which morally bind us to our contemporaries, can meaningfully
be said to bind us to our successors as well.
The primary burden of this essay has been to demonstrate the
plausibility of acknowledging that future generations have
rights. The question of the content of those rights lies
beyond it's intended scope. However, when such issues arise, they may
bring forth still more objections to the alleged rights-claims of
posterity. Some of these objections are not significantly different,
in kind, from objections to the rights-claims of contemporaries (such
as the impoverished peoples of "the third world").
Consider, for example, the following observation of Richard
DeGeorge:
Speaking of the rights of future generations as if their
rights were present rights ... leads to impossible demands on
us.... Consider oil ... It is a nonrenewable resource and is
limited in quantity. How many generations in the future are we to
allow to have present claim to it? Obviously if we push the
generation into the unlimited future and divide the oil deposits
by the number of people, we each end up with the right to a gallon
or a quart or a teaspoon or a thimble full.(33)
This objection is, I believe, effectively answered by Douglas
MacLean, who writes: "moral requirements apply not to the
distribution of resources themselves [among generations], but
to the distribution of whatever it is that makes resources
valuable."(34)
Thus, he correctly points out, the claims of future generations
might not be to particular material or energy resources, but to the
availability, somehow, of the benefits that these resources
produce. Accordingly, our duties to the future might be met by
utilizing our necessarily brief and transitory age of abundant fossil
fuels to develop technologies that might produce and utilize such
"next generation" fuels as biomass, photovoltaic cells, fusion
reactors, or whatever unanticipated sources may yet turn up. Therein
might be an intelligible, and even practicable, interpretation of the
"Lockean Proviso" that we leave "as much and as good" resources for
our successors.
The question of the content of the rights of future
generations is subject for another paper -- still better a book or a
career. At this closing, the following sketch must suffice:
Posterity's claims upon us are less for gifts, than for forbearances
and options. Positively, we should bequeath the assimilated
records and skills of our civilization, in libraries, archives and
universities. Beyond that, our duties are primarily of a
negative sort. While we may share few of the aesthetic
tastes, or even the cultural mores, of our remote successors, we can
still surmise much regarding their fundamental needs. They will
require just institutions, basic energy and material resources, a
functioning atmosphere and flourishing ecosystem, and an unpolluted
and unpoisoned environment. A just provision of many of the items on
this list might be achieved by little more than prudent stewardship
of our own inheritance.
At length, perhaps our own brief moment alongside the river of
time will be justified and fulfilled if we can gaze "upstream" with
gratitude at what we have received, then "downstream" with pride and
satisfaction at what we will bequeath.(35)
Copyright 1990 by Ernest Partridge
____________________________________________
NOTES
1. 1. And yet, in a figurative sense, we may
"owe" a great deal to posterity. I so argue in my essay, "Why
Care About the Future?" in Partridge (ed.),
Responsibilities to Future Generations, (Buffalo:
Prometheus Books, 1981), p. 203-18. (On this site).
2. My dissatisfaction with this "extension" of
the concept of rights is spelled out in "Environmental Ethics Without
Philosophy," in Richard Borden (ed.), Human Ecology: A
Gathering of Perspectives, (College Park: Society for Human
Ecology, 1986), p.7, pp. 140-5.
3. Though Feinberg has defended this analysis
in numerous books and publications, perhaps the best-known source is
"The Rights of Animals and Unborn Generations," in Blackstone (ed.),
Philosophy and Environmental Crisis, (Athens: Univ.
of Georgia Press, 1974). I accept Feinberg's analysis of
rights virtually intact. My profound intellectual debt to
this outstanding philosopher will become cumulatively obvious to the
reader, as he proceeds with this essay. Less apparent, though no less
significant, is my personal debt to Professor Feinberg.
4. H. L. A. Hart, "Are There Any Natural
Rights?" Philosophical Review, Vol. 64 (1955), p.
183.
5. The reverse is not the case: there may be
duties without rights -- e.g., some duties of beneficence.
However, this qualification is not important to my argument.
6. "Act" is interpreted broadly here and thus
includes forbearances. (Cf. my discussion of "negative rights" in
section VIII, below).
7. Joel Feinberg, "The Nature and Value of
Rights," The Journal of Value Inquiry, 4: (Winter,
1970),, p 252.
8. This is my term for the problem. Other names
are "the non-identity problem" (Derek Parfit), "the paradox of future
individuals" (Gregory Kavka), and "the case of the disappearing
beneficiaries" (Thomas Schwartz). (Citations Follow)
9. Thomas Schwartz, "Obligations to Posterity,"
in Barry and Sikora (eds.), Obligations to Future
Generations, (Philadelphia, Temple University Press, 1978),
pp. 3-13.
10. Gregory Kavka, "The Paradox of Future
Individuals," Philosophy and Public Affairs, 11:2
(Spring, 1982), pp. 92-112. Derek Parfit, Reasons and
Persons, (Oxford University Press, 1984), pp. 351-441.
11.
"Should We Seek a Better Future?", Ethics and the
Environment, 3:1, 1998.
12. William H. Millert and Albert J. Fritsch,
Nuclear Energy: The Morality of Our National Policy.
(CSPI Energy Series IV. Washington: Center for Science in the Public
Interest, October 1974); pp. 41-7. Also, Harvey Wasserman and Norman
Solomon, Killing Our Own, (New York: Delta Books,
1982), pp 193-302. For an acknowledgment of this problem by an
proponent of nuclear power, see Alvin Weinberg, "Social Institutions
and Nuclear Energy," Science, 177 (7 July,
1972).
13. Ralph J. Cicerone, "Changes in
Stratospheric Ozone," Science, 237 (3 July, 1987),
pp. 35-42. James Gleick, "Even With Action Today, Ozone Loss Will
Increase," New York Times, March 20, 1988. Richard
A. Kerr, "Stratospheric Ozone is Decreasing,"
Science, 239 (25 March 1988), pp. 1489-91. See also
Dale Jamieson's contribution to this anthology.
14. For a splendid statement of this point,
see Derek Parfit's criticism of "The Social Discount Rate," Appendix
F of his Reasons and Persons, (op. cit.). In actual
fact, the efficacy of an action and the certainty of its results
generally diminish with time; but this is a contingent, not a
logically necessary, fact. There are conceivable, and probably
actual, exceptions. Indeed, I have just cited two of them. The
damages caused by nuclear wastes and ozone depletion are
more likely to occur in the remote than in the immediate
future. Furthermore, in the ozone case, though the manufacture of all
chloro-fluorocarbons may soon be banned, the severity of the
consequences of their past use will increase with time.
15. Bertram Bandman, "Do Future Generations
Have the Right to Breathe Clean Air?", Political
Theory, 10:1 (February, 1982), pp 95-102. While this paper
is useful for it's clear expression of the "no- claims argument," and
while it appears to arrive at a conclusion similar to my own,
Bandman's argument strikes me as incoherent. Furthermore, though this
argument has a superficial resemblance to Section VIII, below (which
I developed independently of Bandman), close scrutiny will reveal
significant differences.
16. Bandman, op. cit., p. 96.
17. Joel Feinberg,
Social
Philosophy (Prentice-Hall, 1973), p. 67.
18. Ruth Macklin, "Can Future Generations
Correctly Be Said to Have Rights?," in Ernest Partridge, Ed.
Responsibilities to Future Generations, Buffalo:
Prometheus Books, 1981, pp. 151-2.
19. Stuart E. Rosenbaum, "Do Future
Generations Have Rights?" (Unpublished paper read at the Annual
Meeting of the American Philosophical Association, Eastern Division,
Atlanta Georgia, December 28, 1973. The topic of the symposium was
"Can Future Generations Correctly be Said to Have Rights; e.g., the
Right to Clean Air?" Papers by Galen Pletcher, Richard DeGeorge, Ruth
Macklin and Annette Baier, presented at that symposium, were later
revised and included in my anthology, Responsibilities to
Future Generations (op. cit). I am grateful to Dr. William
P. Alston of Rutgers University for sending me copies of the papers
read at that meeting.
20. Richard T. DeGeorge, "The Environment,
Rights, and Future Generations," in Partridge, op. cit., p. 161.
21. Nevertheless, this is talk of "perfect
duties" (with correlative rights).
22. Ruth Macklin, "Can Future Generations. . .
" (Op. Cit.), p. 152.
23. Joel Feinberg, "Duties, Rights and
Claims," American Philosophical Quarterly 3:2
(April, 1966), pp. 139-4O.
24. It may be important to keep in mind a
distinction here between those who are "indefinite" due to our
limited knowledge ("epistemologically indefinite," including persons
at all times), and those who are "indefinite" in the sense that their
eventual existence is contingent (call them "ontologically
indefinite" -- a class comprised of future persons). Cf., in this
regard, the final lines of the paragraph before the preceding ("Does
Macklin mean to deny . . .").
25. Galen Pletcher, "The Rights of Future
Generations," in Partridge, op. cit., p. 168.
26. 26.
Ibid.
27. Cf. Joel Feinberg, "The Nature and Value
of Rights," The Journal of Value Inquiry, No 4.
(1971), and Chapter 4 of Social Philosophy, (Prentice-Hall,
1973).
28. Feinberg,
Social
Philosophy, op. cit., p. 60.
29.
Ibid., p. 59.
30.
Ibid.
31. Bandman, (op. cit, p. 99), errs in
overlooking the fact that the in rem/in personam distinction
refers to duty bearers, and not to rights-holders.
Thus he incorrectly concludes that future generations do not have
in personam rights.
32. Again, I will not claim to have
demonstrated here that "re- population" due to effective policy
choices, fails to absolve us of our duties to posterity. I have
attempted that task elsewhere. (Cf. Section III, above).
33. Op. cit., p. 161. I would not wish to
associate DeGeorge with the naivete of this fragmented quotation. He
subjects this rather gross observation to a subtle and sophisticated
analysis. Furthermore, he is quite aware of, and to some degree
endorses, the response which I present below.
34. Douglas MacLean, "Introduction" to
Energy and the Future, Totowa, NJ: Rowman and
Littlefield, 1983), p. 5. Many of the contributors to this valuable
anthology, offer elaborations on this seminal theme.
35. This paper has its origins in the third
chapter of my doctoral dissertation, Rawls and the Duty to
Posterity (University of Utah, 1976). An earlier and briefer
version of the paper was read at the annual meeting of the Philosophy
of Education Society, Vancouver BC, April 1976, and appears in the
Proceedings of that conference. It has undergone extensive revision
and expansion since then. I gratefully acknowledge support from the
Rockefeller Foundation, and the National Science Foundation, during
the development of these ideas and of this paper.